What role should firms ethics and compliance officer played


Problem

Read the article "Raiding Customer Assets at MF Global" by James O'Toole

Task

o Did Corzine act appropriately? How would you characterize his behavior legally, ethically, and managerially? What other choices did he have?

o Did Ms. O'Brien behave appropriately? Realistically, what other choices did she have?

o Should the actions of either Corzine or O'Brien (or both or neither) be considered criminally negligent? Unethical? Bad judgment? Other?

o What role should (or might have) the firm's Ethics and Compliance Officer played in this drama?

The response should include a reference list. Double-space, using Times New Roman 12 pnt font, one-inch margins, and APA style of writing and citations.

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