What role should firms ethics and compliance officer played


Assignment

Read "Raiding Customer Assets at MF Global Who Was Responsible?" by James O'Toole.and complete the questions at the end of the case study.

Did Corzine act appropriately? How would you characterize his behavior legally, ethically, and managerially? What other choices did he have?

Did Ms. O'Brien behave appropriately? Realistically, what other choices did she have?

Should the actions of either Corzine or O'Brien (or both or neither) be considered criminally negligent? Unethical? Bad judgment? Other?

What role should (or might have) the firm's Ethics and Compliance Officer played in this drama?

Format your assignment according to the following formatting requirements:

1. The answer should be typed, double spaced, using Times New Roman font (size 12), with one-inch margins on all sides.

2. The response also include a cover page containing the title of the assignment, the student's name, the course title, and the date. The cover page is not included in the required page length.

3. Also Include a reference page. The Citations and references should follow APA format. The reference page is not included in the required page length.

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