What is requirement after an rr first gets registration, Finance Basics

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What is requirement after an rr first gets registration

Problem

What is 30 month requirement after an RR first gets registration?

• open at least 100 new accounts.

• Registered Representatives dealing with retail customers (other than a Registered Representative dealing in mutual funds only) must successfully complete the Wealth Management Essentials (WME) course within 30 months after his or her approval.

• Complete PFP or CFP course d. collect at least 5 million new assets from clients.

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Finance Basics: What is requirement after an rr first gets registration

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