Fiduciary relationship to the client


Problem: You are on the board of an accounting firm overseeing the financial records of clients. A junior financial analyst has come to you with some irregularities in the methods utilized by a major client. These methods have created an increase in revenue for your client and may not have been deployed on the advice of some of your analysts. You are regulated by the Security and Exchange Commission and have a fiduciary relationship to the client.

What do you do? Identify which issues should be considered to establish the organizational values necessary to form a favorable corporate identity.

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Business Law and Ethics: Fiduciary relationship to the client
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