You are the regulation compliance officer at a bank listed


Question: You are the regulation compliance officer at a bank. Listed below are a number of operational functions that are regularly carred out at your bank. For each function on the list assign the appropriate regulator or regulating agency.

1. Small business loans in the 7A program

2. Community Reinvestment Act (CRA) compliance

3. Lending limits

4. Annuity sales

5. Equity securities pruchases and sales

6. Bank regulatory compliance

7. Bank Insurance Program

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Finance Basics: You are the regulation compliance officer at a bank listed
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