What securities are exempt from registration, Business Law and Ethics

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What securities are exempt from registration

Problem

1) Securities Regulation Code

• What are securities?

• When should securities be registered with the SEC?

• What securities are exempt from registration?

• What is a tender offer of securities?

• When is a tender offer needed to be registered?

2) Cooperative Act

• What is a cooperative?

• What is the purpose of cooperative?

• How does it differ from a corporation in reference to creation, conduct and dissolution?

• What are the powers of a cooperative?

• Who can be members of cooperatives and what is the role of the board of trustees?

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Business Law and Ethics: What securities are exempt from registration

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Business Law and Ethics: What securities are exempt from registration

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