What role should the compliance officer played in the drama


Discussion Post: Business Ethics

Read the article "Raiding Customer Assets at MF Global" and complete the questions at the end of the case study.

Task:

• Did Corzine act appropriately? How would you characterize his behavior legally, ethically, and managerially? What other choices did he have?

• Did Ms. O'Brien behave appropriately? Realistically, what other choices did she have?

• Should the actions of either Corzine or O'Brien (or both or neither) be considered criminally negligent? Unethical? Bad judgment? Other?

• What role should (or might have) the firm's Ethics and Compliance Officer played in this drama?

The response should include a reference list. Using double-space, Times New Roman 12 pnt font, one-inch margins, and APA style of writing and citations.

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Business Law and Ethics: What role should the compliance officer played in the drama
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