What role should firms ethics and compliance officer played


Problem

• Did Corzine act appropriately? How would you characterize his behavior legally, ethically, and managerially? What other choices did he have?

• Did Ms. O'Brien behave appropriately? Realistically, what other choices did she have?

• Should the actions of either Corzine or O'Brien (or both or neither) be considered criminally negligent? Unethical? Bad judgment? Other?

• What role should (or might have) the firm's Ethics and Compliance Officer played in this drama?

James O'Toole is senior fellow in business ethics at the Markkula Center for Applied Ethics.

The response should include a reference list. Using one-inch margins, Times New Roman 12 pnt font, double-space and APA style of writing and citations.

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Business Management: What role should firms ethics and compliance officer played
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