Problem
Case Study: Rudy Wong, Investment Advisor
1) What is the role of an investment advisor, and how does an advisor such as Rudy Wong attempt to add value.
2) What are the pros and cons of questionnaires and profiling (see case Exhibits 5 and 6 in terms of assisting in the development of an investment plan? What should you include in an investment policy statement?
3) To what extend do emotions and phycological factors affect investment decisions, and how should Wong account for this, given the state of the financial markets as of March 2009.
4) What investment strategies and advice should Wong provide to each of his four clients? how should he communicate with each client?
The response should include a reference list. Using one-inch margins, Times New Roman 12 pnt font, double-space and APA style of writing and citations.