Assignment:
Q1. The ABC Tool Corp. sold 10,000 shares of its stock to a private investor for $10 million. Must it register this stock with the SEC and provide the investor with information about the company and its stock?
Q2. Hokey and Company, an accounting firm, provided auditing services to Jones Pipe Company. One December, it provided every officer of the company with a free trip to Hawaii. Is this a violation of the Sarbanes-Oxley Act?
Your answer must be typed, double-spaced, Times New Roman font (size 12), one-inch margins on all sides, APA format and also include references.