Assignment:
Q1. Explain which securities are exempt from regulation under the Securities and Exchange Acts.
Q2. Explain why the Sarbanes-Oxley Act was enacted and what does it provide?
Q3. The City of Chicago issued bonds to finance its general operations. Must these bonds be registered under the Securities and Exchange Acts?
Your answer must be typed, double-spaced, Times New Roman font (size 12), one-inch margins on all sides, APA format and also include references.