Question: Research and evaluate the existing attitude and approach to corporate governance, compliance culture and ethics and integrity, in a regulated firm based in a jurisdiction and sector of your choice. Produce a paper based on your research and evaluation to act as the
basis of a discussion with an audience of your professional governance, risk and compliance (GRC) peers. The paper needs to:
Summarise what is meant by each of the terms ‘corporate governance', ‘compliance culture', ‘ethics and integrity', and explain why each of these terms is fundamental to the sound and successful running of a regulated firm in your chosen jurisdiction and sector
Demonstrate the benefits of embedding a solid approach to each of these within a regulated firm ? Present your findings from your research and evaluation and include recommendations for improvement, supporting these recommendations with appropriate examples and evidence of how and why these will benefit the firm.
Guidance
Please state which region/jurisdiction you are from in the header of each page.
Word count should be 3000. This includes all footnotes, in text references and appendices but excludes any bibliography, reference or contents page(s). NB Appendices should only be used in exceptional circumstances and should consist of only brief extracts or tables.