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Regulating the securities wal-mart issues


Problem:

These are the government entities that regulate the securities Wal-Mart issues:

  • Securities and Exchange Commission (SEC),
  • the New York Stock Exchange (NYSE),
  • the National Association of Securities Dealers (NASDAQ),
  • the Federal Reserve Bank, the Federal Deposit Insurance Corp (FDIC),
  • Sarbanes- Oxley Act of 2002.

In about a hundred words, what role do these entities play for investors?

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Business Law and Ethics: Regulating the securities wal-mart issues
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