Investigation of possible violations of securities laws


Question: The SEC has the authority under Sarbanes-Oxley, to freeze the payment of an extraordinary payment to any director, officer, partner, or employee during an investigation of possible violations of securities laws.

Do you believe the provisions need to be strengthened to include forfeiture or reimbursement of any bonus or incentive-based compensation?

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Business Law and Ethics: Investigation of possible violations of securities laws
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