Describe how securities industry is regulated


Assignment:

Q1. What is the difference between the primary market and the secondary market?

Q2. When a corporation decides to sell stock, what is the role of an investment banking firm? What is an IPO?

Q3. What is the difference between a securities exchange and the over-the-counter market?

Q4. Describe how the securities industry is regulated.

Your answer must be typed, double-spaced, Times New Roman font (size 12), one-inch margins on all sides, APA format and also include references.

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Financial Management: Describe how securities industry is regulated
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