Financial Provide and client relationship.
1. Why is it important to differentiate between retail & wholesale clients?
2. When is a FSG required to be provided to a retail client?
3. Research what the safe harbour provisions are in relation to the best interests duty. Come to tutorial prepared to discuss.
4. What is the relevance of disclosure in relation to fees, commissions etc?
5. Explain the legal relationship between a financial provider and a client
6. Explain what a financial service is?