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- what were the probable misrepresentations andor

Relate this case to the CFA Code of Ethics.
- - What were the probable misrepresentations and/or omissions of facts in the amended S-1 filing?
- - Did the lead underwriters violate Fair Dealing with regards to the conveyance of updated revenue forecasts? If yes, how so?
Consider the lawsuit, Morgan Stanley v. Uma M. Swaminathan, stated in the case study. - In what way/s did Vanguard potentially fail in its fiduciary responsibilities toward Swaminathan?
A US judge stated that "...internal calculations and projections are not material facts that are required to be disclosed in a registration statement." - Discuss the potential repercussions to future IPOs in light of this ruling. Additional Material: The slides on the Facebook IPO are intended to provide you with further background information including a glossary of key terms to assist you with your preparation.

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