How long does the audit firms have to retain


Question 1: Per the PCAOB, how long does the audit firms have to retain the audit papers/records?

Question 2: What is the "rest period" of the firm if a member of the audit engagement team becomes CEO or CFO (or leading financial positions) of the client?

Question 3: If the SEC finds the officers of the company "unfit", what can it do?

Question 4: While under investigation the SEC can do what to the corporate officers?

Question 5: The Dodd Frank Act of 2010 expanded the PCAOB to oversee audits of whom? (3 groups)

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Auditing: How long does the audit firms have to retain
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