Problem: Securities Acts of 1933 And 1934
Create a scenario in which your client intentionally violates the Securities Act of 1933. Based on your scenario, predict the potential remedies that the SEC could use in order to punish your client. Are there reasons why the SEC might not prosecute violators?
The response must include a reference list. Using Times New Roman 12 pnt font, double-space, one-inch margins, and APA style of writing and citations.